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Equiniti

Traders work on the floor of the New York Stock exchange during morning trading on Nov. 10, 2023 in New York City. (Photo by Michael M. Santiago/Getty Images)

Shareholder-tracking company Equiniti shells out $850K to SEC over breaches

According to the Securities and Exchange Commission, the company’s failures led to the loss of $6.6 million in client funds.

Aug 22, 2024 By Tim Starks